#SECcomplaint

Chris McCauley, CPA, Esq.

Fraud and Professional Athletes: Mark Sanchez, Jake Peavy and Roy Oswalt Fall Victim to $30 Million

Earlier this week, the Securities and Exchange Commission (SEC) unsealed a securities fraud case that involved at least three high...

Chris McCauley, CPA, Esq.

Fraud and Professional Athletes: Financial Advisor Defrauds Athletes out of $2,350,000

Louis Martin Blazer III (Blazer) founded and operated a capital management firm (Blazer Capital) and investment advisory firm (Blazer...

Chris McCauley, CPA, Esq.

Business Owner Dupes Investor Out of $8.1 Million with Claims of Gold and Energy Efficiency Technolo

On a regular basis, the Securities and Exchange Commission (SEC) will publish its claims against alleged violators. The frequency in...